Compliance-ready content for RIAs and wealth managers
Passband helps financial advisors publish thought leadership without compliance risk. FINRA-aware guardrails, WORM audit trails, and human-in-the-loop approval built in.
The problem
Financial advisors face a paradox: the SEC and FINRA expect documented communications, yet most AI tools generate content that cannot survive a compliance review. Every LinkedIn post is a potential advertising violation. Every market commentary requires archival.
Built for your workflow
What you can publish
Weekly market commentary
Passband handles the pipeline — ingest relevant sources, score for relevance, draft in your voice, and queue for review.
Client newsletter automation
Passband handles the pipeline — ingest relevant sources, score for relevance, draft in your voice, and queue for review.
LinkedIn thought leadership
Passband handles the pipeline — ingest relevant sources, score for relevance, draft in your voice, and queue for review.
Regulatory-safe social posts
Passband handles the pipeline — ingest relevant sources, score for relevance, draft in your voice, and queue for review.
How Passband works
Compliance built in
Policy-aware drafting, anti-topic presets, and structured review paths — not bolted-on disclaimers.
Repeatable pipeline
Ingest, score, draft, review, publish. The same workflow every time, regardless of who is producing.
Human-in-the-loop
Nothing reaches your audience without explicit approval. No exceptions, no shortcuts.
The outcome
Your firm publishes weekly thought leadership that builds AUM — while your CCO sleeps soundly. Every draft is reviewed, every output archived, every approval timestamped.
Passband also works for
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